SEC Form 4 · accession 0001209191-15-070166
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Shank
Director
Period of report
Sep 8, 2015
Accepted (ET)
Sep 10, 2015 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Sep 8, 2015 | S | 5,525 | $50.00 | D | 443,059 | I | By Trust |
| Common stockF3,F1,F2 | Sep 9, 2015 | S | 25,727 | $50.0431 | D | 417,332 | I | By Trust |
| Common stockF4,F1,F2 | Sep 10, 2015 | S | 14,778 | $50.06 | D | 402,554 | I | By Trust |
| Common stockF5 | holding | — | — | — | 79,600 | I | By Trust | |
| Common stockF6 | holding | — | — | — | 16,850 | I | By Trust | |
| Common stockF7 | holding | — | — | — | 114,544 | I | By Spouse's Trust | |
| Common stockF8 | holding | — | — | — | 79,600 | I | By Spouse's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Beneficially owned securities include 1,727 shares of common stock deferred on May 1, 2015 at the election of the reporting person. These deferred shares may be settled at the time the reporting person leaves the board or the company experiences a change in control.
- F2Shares held by the Stephen G. Shank Revocable Trust.
- F3Sales made during the normal course of business on September 9, 2015 at prices ranging from $50.00 to $50.37.
- F4Sales made during the normal course of business on September 10, 2015 at prices ranging from $50.00 to $50.30.
- F5Shares held by the Stephen G. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust.
- F6Shares held by the Shank Family 2013 Generation Skipping Trust.
- F7Shares held by the Judith F. Shank Revocable Trust.
- F8Shares held by the Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust.