SEC Form 4 · accession 0001209191-15-066850
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Shank
Director
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 17, 2015 | S | 900 | $50.0111 | D | 452,484 | I | By Trust |
| Common StockF3 | holding | — | — | — | 114,544 | I | By Spouse's Trust | |
| Common StockF4 | holding | — | — | — | 79,600 | I | By Trust | |
| Common StockF5 | holding | — | — | — | 16,850 | I | By Trust | |
| Common StockF6 | holding | — | — | — | 79,600 | I | By Spouse's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average sale price for sales made in the normal course of business on August 17, 2015 at prices ranging from $50.00 to $50.04. The reporting person under takes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F2Shares held by the Stephen G. Shank Revocable Trust.
- F3Shares held by the Judith F. Shank Revocable Trust.
- F4Shares held by the Stephen G. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust.
- F5Shares held by the Shank Family 2013 Generation Skipping Trust.
- F6Shares held by the Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust.