SEC Form 4 · accession 0001209191-15-061711
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Shank
Director
Period of report
Jul 16, 2015
Accepted (ET)
Jul 20, 2015 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2,F3,F4 | Jul 16, 2015 | S | 7,200 | $55.076 | D | 475,086 | I | By Trust |
| Common stockF1,F5,F3,F4 | Jul 17, 2015 | S | 870 | $55.0317 | D | 474,216 | I | By Trust |
| Common stockF6 | holding | — | — | — | 79,600 | I | By Trust | |
| Common stockF7 | holding | — | — | — | 16,850 | I | By Trust | |
| Common stockF8 | holding | — | — | — | 175,844 | I | By Spouse's Trust | |
| Common stockF9 | holding | — | — | — | 79,600 | I | By Spouse's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan entered into on May 27, 2015.
- F2Sales made during the normal course of business on 07/16/2015 at prices ranging from $55.00 to $55.29.
- F3Beneficially owned securities include 1,727 shares of common stock deferred on May 1, 2015 at the election of the reporting person. These deferred shares may be settled at the time the reporting person leaves the board or the company experiences a change in control.
- F4Shares held by the Stephen G. Shank Revocable Trust.
- F5Sales made during the normal course of business on 07/17/2015 at prices ranging from $55.00 to $55.09.
- F6Shares held by the Stephen G. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust.
- F7Shares held by the Shank Family 2013 Generation Skipping Trust.
- F8Shares held by the Judith F. Shank Revocable Trust.
- F9Shares held by the Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust.