SEC Form 4 · accession 0001209191-15-060164
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Shank
Director
Period of report
Jul 6, 2015
Accepted (ET)
Jul 8, 2015 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2,F3 | Jul 6, 2015 | S | 15,500 | $54.4341 | D | 44,650 | I | By Trust |
| Common stockF1,F4,F3 | Jul 7, 2015 | S | 25,000 | $52.64 | D | 19,650 | I | By Trust |
| Common stockF1,F5,F3 | Jul 8, 2015 | S | 2,800 | $52.1589 | D | 16,850 | I | By Trust |
| Common stockF1,F6,F7,F8 | Jul 8, 2015 | S | 10,000 | $52.4743 | D | 482,286 | I | By Trust |
| Common stockF9 | holding | — | — | — | 79,600 | I | By Trust | |
| Common stockF10 | holding | — | — | — | 175,844 | I | By Spouse's Trust | |
| Common stockF11 | holding | — | — | — | 79,600 | I | By Spouse's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan entered into on May 27, 2015.
- F10Shares held by the Judith F. Shank Revocable Trust.
- F11Shares held by the Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust.
- F2Sales made during the normal course of business on 07/06/2015 at prices ranging from $53.14 to $54.17.
- F3Shares held by the Shank Family 2013 Generation Skipping Trust.
- F4Sales made during the normal course of business on 07/07/2015 at prices ranging from $52.20 to $53.46.
- F5Sales made during the normal course of business on 07/08/2015 at prices ranging from $52.04 to $52.31.
- F6Sales made during the normal course of business on 07/08/2015 at prices ranging from $52.22 to $52.89.
- F7Beneficially owned securities include 1,727 shares of common stock deferred on May 1, 2015 at the election of the reporting person. These deferred shares may be settled at the time the reporting person leaves the board or the company experiences a change in control.
- F8Shares held by the Stephen G. Shank Revocable Trust.
- F9Shares held by the Stephen G. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust.