SEC Form 4 · accession 0001181431-15-007781
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Shank
Director
Period of report
May 29, 2015
Accepted (ET)
Jun 2, 2015 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | May 29, 2015 | S | 20,245 | $53.3357 | D | 522,041 | I | By Trust |
| Common stockF3,F2 | Jun 1, 2015 | S | 17,176 | $53.4633 | D | 504,865 | I | By Trust |
| Common stockF4,F2 | Jun 2, 2015 | S | 10,900 | $53.4932 | D | 493,965 | I | By Trust |
| Common stockF5 | holding | — | — | — | 79,600 | I | By Trust | |
| Common stockF6 | holding | — | — | — | 106,850 | I | By Trust | |
| Common stockF7 | holding | — | — | — | 175,844 | I | By Spouse's Trust | |
| Common stockF8 | holding | — | — | — | 79,600 | I | By Spouse's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made during the normal course of business on May 29, 2015 at prices ranging from $53.05 to $53.97.
- F2Shares held by the Stephen G. Shank Revocable Trust.
- F3Sales made during the normal course of business on June 1, 2015 at prices ranging from $53 to $54.01.
- F4Sales made during the normal course of business on June 2, 2015 at prices ranging from $53 to $54.07.
- F5Shares held by the Stephen G. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust.
- F6Shares held by the Shank Family 2013 Generation Skipping Trust
- F7Shares held by the Judith F. Shank Revocable Trust.
- F8Shares held by the Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust