SEC Form 4 · accession 0001181431-15-003289
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Kinney
Officer — University President
Period of report
Feb 23, 2015
Accepted (ET)
Feb 24, 2015 · 6:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 23, 2015 | M | 4,655 | — | A | 4,655 | D | |
| Common stock | Feb 23, 2015 | F | 1,529 | $65.15 | D | 3,126 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitF1 | — | Feb 23, 2015 | M | 4,655 | D | Feb 23, 2015 | Feb 23, 2015 | Common stock | 4,655 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to acquire one share of CPLA common stock. 4,655 restricted stock units were released on 2/23/2015 and were settled for an equal number of shares of CPLA common stock.