SEC Form 4 · accession 0001181431-15-001464
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Shank
Director
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2,F3 | Jan 22, 2015 | S | 5,034 | $70.0127 | D | 555,260 | I | By Trust |
| Common stockF1,F4,F3 | Jan 23, 2015 | S | 2,956 | $70.00 | D | 552,304 | I | By Trust |
| Common stockF1,F5,F3 | Jan 26, 2015 | S | 4,324 | $70.0051 | D | 547,980 | I | By Trust |
| Common stockF6 | holding | — | — | — | 79,600 | I | By Trust | |
| Common stockF7 | holding | — | — | — | 106,850 | I | By Trust | |
| Common stockF8 | holding | — | — | — | 79,600 | I | By Spouse's Trust | |
| Common stockF9 | holding | — | — | — | 176,223 | I | By Spouse's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan entered into on December 12, 2014
- F2Shares sold during normal course of business on 1/22/2015 at prices ranging from $70.00 to $70.06
- F3Shares held by the Stephen G. Shank Revocable Trust
- F4Shares sold during normal course of business on 1/23/2015 at prices ranging from $70.00 to $70.02
- F5Shares sold during normal course of business on 1/26/2015 at prices ranging from $70.00 to $70.02
- F6Shares held by the Stephen G. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust
- F7Shares held by the Shank Family 2013 Generation Skipping Trust
- F8Shares held by the Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust
- F9Shares held by the Judith F. Shank Revocable Trust