SEC Form 4 · accession 0001181431-15-000959
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Shank
Director
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2,F3 | Jan 13, 2015 | S | 3,100 | $70.278 | D | 111,519 | I | By Trust |
| Common stockF1,F4,F3 | Jan 14, 2015 | S | 4,669 | $70.045 | D | 106,850 | I | By Trust |
| Common stockF1,F5,F6 | Jan 14, 2015 | S | 1,800 | $70.0417 | D | 566,180 | I | By Trust |
| Common stockF7 | holding | — | — | — | 79,600 | I | By Trust | |
| Common stockF8 | holding | — | — | — | 79,600 | I | By Spouse's Trust | |
| Common stockF9 | holding | — | — | — | 176,223 | I | By Spouse's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan entered into on December 12, 2014
- F2Sales made during the normal course of business on 1/13/2015 at prices ranging from $70.00 to $70.87
- F3Shares held by the Shank Family 2013 Generation Skipping Trust
- F4Sales made during the normal course of business on 1/14/2015 at prices ranging from $70.00 to $70.56
- F5Sales made during the normal course of business on 1/14/2015 at prices ranging from $70.00 to $70.20
- F6Shares held by the Stephen G. Shank Revocable Trust
- F7Shares held by the Stephen G. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust
- F8Shares held by the Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust
- F9Shares held by the Judith F. Shank Revocable Trust