SEC Form 4 · accession 0001181431-15-000826
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Shank
Director
Period of report
Jan 8, 2015
Accepted (ET)
Jan 9, 2015 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2,F3 | Jan 8, 2015 | S | 13,335 | $71.4452 | D | 118,320 | I | By Trust |
| Common stockF1,F4,F3 | Jan 9, 2015 | S | 3,701 | $70.3392 | D | 114,619 | I | By Trust |
| Common stockF5 | holding | — | — | — | 79,600 | I | By Trust | |
| Common stockF6 | holding | — | — | — | 567,980 | I | By Trust | |
| Common stockF7 | holding | — | — | — | 79,600 | I | By Spouse's Trust | |
| Common stockF8 | holding | — | — | — | 176,223 | I | By Spouse's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan entered into on December 12, 2014
- F2Sales made during the normal course of business on 1/8/2015 at prices ranging from $70.00 to $72.56
- F3Shares held by the Shank Family 2013 Generation Skipping Trust
- F4Sales made during the normal course of business on 1/9/2015 at prices ranging from $70.00 to $70.88
- F5Shares held by the Stephen G. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust
- F6Shares held by the Stephen G. Shank Revocable Trustt
- F7Shares held by the Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust
- F8Shares held by the Judith F. Shank Revocable Trust