SEC Form 4 · accession 0001181431-15-000737
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Shank
Director
Period of report
Jan 6, 2015
Accepted (ET)
Jan 8, 2015 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2,F3 | Jan 6, 2015 | S | 9,700 | $70.4511 | D | 139,300 | I | By Trust |
| Common stockF1,F8,F3 | Jan 7, 2015 | S | 7,645 | $70.6253 | D | 131,655 | I | By Trust |
| Common stockF4 | holding | — | — | — | 79,600 | I | By Trust | |
| Common stockF5 | holding | — | — | — | 567,980 | I | By Trust | |
| Common stockF6 | holding | — | — | — | 79,600 | I | By Spouse's Trust | |
| Common stockF7 | holding | — | — | — | 176,223 | I | By Spouse's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 Plan entered into on December 12, 2014
- F2Sales made during the normal course of business on 1/6/2015 at prices ranging from $70.00 to $71.80
- F3Shares held by the Shank Family 2013 Generation Skipping Trust
- F4Shares held by the Stephen G. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust
- F5Shares held by the Stephen G. Shank Revocable Trust
- F6Shares held by the Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust
- F7Shares held by the Judith F. Shank Revocable Trust
- F8Sales made during the normal course of business on 1/7/2015 at prices ranging from $70.00 to $71.33