SEC Form 4 · accession 0001181431-15-000456
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Shank
Director
Period of report
Dec 16, 2014
Accepted (ET)
Jan 6, 2015 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Dec 16, 2014 | G | 5,400 | $0.00 | D | 79,600 | I | By Trust |
| Common stockF1 | Dec 16, 2014 | G | 5,400 | $0.00 | A | 567,980 | I | By Trust |
| Common stockF2 | Dec 16, 2014 | G | 5,400 | $0.00 | D | 79,600 | I | By Spouse's Trust |
| Common stockF2 | Dec 16, 2014 | G | 5,400 | $0.00 | A | 176,223 | I | By Spouse's Trust |
| Common stockF3,F4,F5 | Jan 2, 2015 | S | 8,800 | $74.2038 | D | 158,050 | I | By Trust |
| Common stockF3,F6,F5 | Jan 5, 2015 | S | 9,050 | $72.793 | D | 149,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares gifted from Stephen G. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust to Stephen G. Shank Revocable Trust
- F2Shares gifted from Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust to Judith F. Shank Revocable Trust
- F3Shares sold pursuant to a 10b5-1 plan entered into on December 12, 2014
- F4Sales made during the normal course of business on 1/2/2015 at prices ranging from $73.08 to $76.96
- F5Shares held by the Shank Family 2013 Generation Skipping Trust
- F6Sales made during the normal course of business on 1/5/2015 at prices ranging from $71.33 to $74.51