SEC Form 4 · accession 0001209191-19-013473
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerhard W. Pleuhs
Officer — EVP & General Counsel
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 22, 2019 | A | 22,389 | $0.00 | A | 159,749 | D | |
| Class A Common StockF2 | Feb 22, 2019 | F | 9,441 | $47.72 | D | 150,308 | D | |
| Class A Common Stock | holding | — | — | — | 63,000 | I | by wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $47.72 | Feb 22, 2019 | A | 52,390 | A | — | Feb 22, 2029 | Class A Common Stock | 52,390 | 52,390 | D |
Explanation of responses
- F1Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.
- F2Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units.
- F3Options vest in three annual installments as follows: 33% on February 22, 2020; 33% on February 22, 2021; and 34% on February 22, 2022.