SEC Form 4 · accession 0001209191-19-010751
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerhard W. Pleuhs
Officer — EVP & General Counsel
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 13, 2019 | M | 29,340 | $19.0761 | A | 229,700 | D | |
| Class A Common StockF2 | Feb 13, 2019 | S | 29,340 | $47.72 | D | 200,360 | D | |
| Class A Common StockF3 | Feb 13, 2019 | G | 63,000 | $0.00 | D | 137,360 | D | |
| Class A Common StockF3 | Feb 13, 2019 | G | 63,000 | $0.00 | A | 63,000 | I | by wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $19.0761 | Feb 13, 2019 | M | 29,340 | D | — | Feb 21, 2020 | Class A Common Stock | 29,340 | 0 | D |
Explanation of responses
- F1This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 22, 2013 and expire on February 21, 2020.
- F2The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.72 to $47.74, inclusive. The reporting person undertakes to provide to Mondelez International, Inc., any security holder of Mondelez International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3This transaction involved a gift of securities by the reporting person to his wife, who shares the reporting person's household.
Remarks
Exhibit 24.1 Power of Attorney