SEC Form 4 · accession 0001209191-18-050032
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerhard W. Pleuhs
Officer — EVP & General Counsel
Period of report
Sep 5, 2018
Accepted (ET)
Sep 7, 2018 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 5, 2018 | M | 27,520 | $15.472 | A | 218,006 | D | |
| Class A Common StockF1 | Sep 5, 2018 | F | 17,646 | $43.49 | D | 200,360 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $15.472 | Sep 5, 2018 | M | 27,520 | D | — | Feb 20, 2019 | Class A Common Stock | 27,520 | 0 | D |
Explanation of responses
- F1This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes.