SEC Form 4 · accession 0001209191-18-037456
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paulette Alviti
Officer — EVP, Human Resources
Period of report
Jun 11, 2018
Accepted (ET)
Jun 13, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 11, 2018 | A | 36,050 | $0.00 | A | 36,050 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $40.23 | Jun 11, 2018 | A | 46,610 | A | — | Jun 9, 2028 | Class A Common Stock | 46,610 | 46,610 | D |
Explanation of responses
- F1Deferred stock units awarded under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Deferred stock units will vest as follows: 50% on June 11, 2019 and 50% on June 11, 2020.
- F2Options vest in three annual installments as follows: 33% on June 11, 2019; 33% on June 11, 2020; and 34% on June 11, 2021.