SEC Form 4 · accession 0001209191-18-013473
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin S. Hargrove
Officer — EVP, Res, Dev, Qlty & Inn
Period of report
Feb 22, 2018
Accepted (ET)
Feb 26, 2018 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 22, 2018 | A | 20,844 | $0.00 | A | 35,507 | D | |
| Class A Common StockF2 | Feb 22, 2018 | F | 8,324 | $43.51 | D | 27,183 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $43.51 | Feb 22, 2018 | A | 40,230 | A | — | Feb 22, 2028 | Class A Common Stock | 40,230 | 40,230 | D |
Explanation of responses
- F1Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.
- F2Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units.
- F3Options vest in three annual installments as follows: 33% on February 22, 2019; 33% on February 22, 2020; and 34% on February 22, 2021.