SEC Form 4 · accession 0001209191-17-053453
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irene B Rosenfeld
Officer — Chairman & CEO · Director
Period of report
Sep 19, 2017
Accepted (ET)
Sep 20, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 19, 2017 | M | 524,000 | $19.2987 | A | 2,584,790 | D | |
| Class A Common StockF1 | Sep 19, 2017 | F | 374,784 | $40.58 | D | 2,210,006 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $19.2987 | Sep 19, 2017 | M | 524,000 | D | — | Feb 2, 2018 | Class A Common Stock | 524,000 | 0 | D |
Explanation of responses
- F1This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 4, 2011 and expire on February 2, 2018, and to report the surrender of securities in payment of the exercise price and taxes.