SEC Form 4 · accession 0001209191-17-049207
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerhard W. Pleuhs
Officer — EVP & General Counsel
Period of report
Aug 15, 2017
Accepted (ET)
Aug 16, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 15, 2017 | M | 22,080 | $19.2987 | A | 189,090 | D | |
| Class A Common StockF1 | Aug 15, 2017 | F | 15,367 | $43.86 | D | 173,723 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $19.2987 | Aug 15, 2017 | M | 22,080 | D | — | Feb 2, 2018 | Class A Common Stock | 22,080 | 0 | D |
Explanation of responses
- F1This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 4, 2011 and expire on February 2, 2018, and to report the surrender of securities in payment of the exercise price and taxes.