SEC Form 4 · accession 0001209191-17-012640
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nelson Urdaneta
Officer — VP, Corporate Controller & CAO
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 16, 2017 | A | 5,191 | $0.00 | A | 24,028 | D | |
| Class A Common StockF2 | Feb 16, 2017 | F | 1,687 | $43.20 | D | 22,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $43.20 | Feb 16, 2017 | A | 10,130 | A | — | Feb 16, 2027 | Class A Common Stock | 10,130 | 10,130 | D |
Explanation of responses
- F1Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.
- F2Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units.
- F3Options will vest in three annual installments as follows: 33% on February 16, 2018; 33% on February 16, 2019; and 34% on February 16, 2020.