SEC Form 4 · accession 0001209191-17-012616
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy P. Cofer
Officer — EVP & Chief Growth Officer
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 16, 2017 | A | 31,525 | $0.00 | A | 307,476 | D | |
| Class A Common StockF2 | Feb 16, 2017 | F | 11,098 | $43.20 | D | 296,378 | D | |
| Class A Common StockF3 | holding | — | — | — | 0 | I | by 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $43.20 | Feb 16, 2017 | A | 65,110 | A | — | Feb 16, 2027 | Class A Common Stock | 65,110 | 65,110 | D |
Explanation of responses
- F1Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.
- F2Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units.
- F3On September 2, 2016, the Reporting Person transferred all of his interests (a total of 11,836 shares) from the frozen Mondelez International Stock Fund in the Mondelez Global Thrift Plan (the "Plan"), which fund was removed from the Plan as the close of business on August 31, 2016, into other funds offered in the Plan.
- F4Options will vest in three annual installments as follows: 33% on February 16, 2018; 33% on February 16, 2019; and 34% on February 16, 2020.