SEC Form 4 · accession 0001209191-17-012613
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurizio Brusadelli
Officer — EVP and President AMEA
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 16, 2017 | A | 10,346 | $0.00 | A | 59,031 | D | |
| Class A Common StockF2 | Feb 17, 2017 | S | 4,940 | $41.84 | D | 54,091 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $43.20 | Feb 16, 2017 | A | 43,410 | A | — | Feb 16, 2027 | Class A Common Stock | 43,410 | 43,410 | D |
Explanation of responses
- F1Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.
- F2The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.833 to $41.845, inclusive. The reporting person undertakes to provide to Mondelez International, Inc., any security holder of Mondelez International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3Options will vest in three annual installments as follows: 33% on February 16, 2018; 33% on February 16, 2019; and 34% on February 16, 2020.