SEC Form 4 · accession 0001209191-16-148404
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurizio Brusadelli
Officer — EVP and President AMEA
Period of report
Nov 2, 2016
Accepted (ET)
Nov 4, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 2, 2016 | M | 4,080 | $19.2987 | A | 7,971 | I | by spouse |
| Class A Common StockF1 | Nov 2, 2016 | F | 1,780 | $44.47 | D | 6,191 | I | by spouse |
| Class A Common StockF2 | Nov 2, 2016 | M | 7,120 | $15.472 | A | 13,311 | I | by spouse |
| Class A Common StockF2 | Nov 2, 2016 | F | 2,485 | $44.47 | D | 10,826 | I | by spouse |
| Class A Common StockF3 | Nov 2, 2016 | M | 6,720 | $19.0761 | A | 17,546 | I | by spouse |
| Class A Common StockF3 | Nov 2, 2016 | F | 2,892 | $44.47 | D | 14,654 | I | by spouse |
| Class A Common StockF4 | Nov 2, 2016 | M | 6,130 | $20.8303 | A | 20,784 | I | by spouse |
| Class A Common StockF4 | Nov 2, 2016 | F | 2,880 | $44.47 | D | 17,904 | I | by spouse |
| Class A Common StockF5 | Nov 2, 2016 | M | 5,220 | $24.8687 | A | 23,124 | I | by spouse |
| Class A Common StockF5 | Nov 2, 2016 | F | 2,928 | $44.47 | D | 20,196 | I | by spouse |
| Class A Common StockF6 | Nov 2, 2016 | M | 6,100 | $27.05 | A | 26,296 | I | by spouse |
| Class A Common StockF6 | Nov 2, 2016 | F | 3,722 | $44.47 | D | 22,574 | I | by spouse |
| Class A Common StockF7 | Nov 2, 2016 | M | 2,415 | $34.165 | A | 24,989 | I | by spouse |
| Class A Common StockF7 | Nov 2, 2016 | F | 1,861 | $44.47 | D | 23,128 | I | by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $19.2987 | Nov 2, 2016 | M | 4,080 | D | — | Feb 2, 2018 | Class A Common Stock | 4,080 | 0 | I |
| Stock Options (right to buy)F2 | $15.472 | Nov 2, 2016 | M | 7,120 | D | — | Feb 20, 2019 | Class A Common Stock | 7,120 | 0 | I |
| Stock Options (right to buy)F3 | $19.0761 | Nov 2, 2016 | M | 6,720 | D | — | Feb 21, 2020 | Class A Common Stock | 6,720 | 0 | I |
| Stock Options (right to buy)F4 | $20.8303 | Nov 2, 2016 | M | 6,130 | D | — | Feb 23, 2021 | Class A Common Stock | 6,130 | 0 | I |
| Stock Options (right to buy)F5 | $24.8687 | Nov 2, 2016 | M | 5,220 | D | — | Feb 23, 2022 | Class A Common Stock | 5,220 | 0 | I |
| Stock Options (right to buy)F6 | $27.05 | Nov 2, 2016 | M | 6,100 | D | — | Feb 20, 2023 | Class A Common Stock | 6,100 | 0 | I |
| Stock Options (right to buy)F7 | $34.165 | Nov 2, 2016 | M | 2,415 | D | — | Feb 19, 2024 | Class A Common Stock | 2,415 | 1,245 | I |
Explanation of responses
- F1This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 4, 2011 and expire on February 2, 2018, and to report the surrender of securities in payment of the exercise price.
- F2This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price.
- F3This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 22, 2013 and expire on February 21, 2020, and to report the surrender of securities in payment of the exercise price.
- F4This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price.
- F5This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 23, 2015 and expire on February 23, 2022, and to report the surrender of securities in payment of the exercise price.
- F6This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 20, 2016 and expire on February 20, 2023, and to report the surrender of securities in payment of the exercise price.
- F7This Form 4 is being filed to report the exercise of stock options that became exercisable on February 19, 2015 and February 19, 2016 and expire on February 19, 2024, and to report the surrender of securities in payment of the exercise price.