SEC Form 4 · accession 0001209191-16-139430
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irene B Rosenfeld
Officer — Chairman & CEO · Director
Period of report
Aug 31, 2016
Accepted (ET)
Sep 1, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 31, 2016 | M | 300,000 | $21.169 | A | 2,211,515 | D | |
| Class A Common StockF1 | Aug 31, 2016 | F | 215,590 | $45.02 | D | 1,995,925 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $21.691 | Aug 31, 2016 | M | 300,000 | D | — | May 2, 2017 | Class A Common Stock | 300,000 | 0 | D |
Explanation of responses
- F1This Form 4 is being filed to report the exercise of stock options and the surrender of securities in payment of the exercise price and taxes. Options vested as follows: 150,000 on January 20, 2012 and 150,000 on September 4, 2012.