SEC Form 4 · accession 0001209191-16-119513
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A. Clouse
Officer — EVP & Chief Commercial Officer
Period of report
May 11, 2016
Accepted (ET)
May 12, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 11, 2016 | M | 69,320 | $27.05 | A | 331,800 | D | |
| Class A Common StockF1 | May 11, 2016 | F | 56,279 | $44.40 | D | 275,521 | D | |
| Class A Common StockF2 | May 11, 2016 | M | 43,467 | $34.17 | A | 318,988 | D | |
| Class A Common StockF2 | May 11, 2016 | F | 38,644 | $44.40 | D | 280,344 | D | |
| Class A Common StockF3 | May 11, 2016 | M | 25,126 | $36.94 | A | 305,470 | D | |
| Class A Common StockF3 | May 11, 2016 | F | 23,094 | $44.40 | D | 282,376 | D | |
| Class A Common StockF4 | holding | — | — | — | 7,477 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $27.05 | May 11, 2016 | M | 69,320 | D | Feb 20, 2016 | Feb 20, 2023 | Class A Common Stock | 69,320 | 0 | D |
| Stock Options (right to buy)F2 | $34.165 | May 11, 2016 | M | 43,467 | D | Feb 19, 2016 | Feb 19, 2024 | Class A Common Stock | 43,467 | 22,393 | D |
| Stock Options (right to buy)F3 | $36.94 | May 11, 2016 | M | 25,126 | D | Feb 18, 2016 | Feb 18, 2025 | Class A Common Stock | 25,126 | 51,014 | D |
Explanation of responses
- F1This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 20, 2016 and expire on February 20, 2023, and to report the surrender of securities in payment of the exercise price and taxes.
- F2This Form 4 is being filed to report the exercise of stock options that became exercisable on February 19, 2015 and February 19, 2016 and expire on February 19, 2024, and to report the surrender of securities in payment of the exercise price and taxes
- F3This Form 4 is being filed to report the exercise of stock options that became exercisable on February 18, 2016 and expire on February 18, 2025, and to report the surrender of securities in payment of the exercise price and taxes.
- F4Shares represent interests in the Mondelez International Stock Fund, which are payable in cash. The Reporting Person's interests in the Mondelez International Stock Fund fluctuate with the fund's performance. The information in this report is based on a plan statement for the period ending April 30, 2016.