SEC Form 4 · accession 0001209191-16-118448
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A. Clouse
Officer — EVP & Chief Commercial Officer
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 5, 2016 | M | 12,240 | $19.30 | A | 242,288 | D | |
| Class A Common StockF1 | May 5, 2016 | F | 8,937 | $43.92 | D | 233,351 | D | |
| Class A Common StockF2 | May 5, 2016 | M | 15,240 | $15.47 | A | 248,591 | D | |
| Class A Common StockF2 | May 5, 2016 | F | 10,488 | $43.92 | D | 238,103 | D | |
| Class A Common StockF3 | May 5, 2016 | M | 22,680 | $19.08 | A | 260,783 | D | |
| Class A Common StockF3 | May 5, 2016 | F | 16,503 | $43.92 | D | 244,280 | D | |
| Class A Common StockF4 | May 5, 2016 | M | 37,710 | $20.83 | A | 281,990 | D | |
| Class a Common StockF4 | May 5, 2016 | F | 28,166 | $43.92 | D | 253,824 | D | |
| Class A Common StockF5 | May 5, 2016 | M | 41,450 | $24.87 | A | 295,274 | D | |
| Class A Common StockF5 | May 5, 2016 | F | 32,794 | $43.92 | D | 262,480 | D | |
| Class A Common StockF6 | holding | — | — | — | 7,477 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $19.2987 | May 5, 2016 | M | 12,240 | D | Feb 4, 2011 | Feb 2, 2018 | Class A Common Stock | 12,240 | 0 | D |
| Stock Options (right to buy)F2 | $15.472 | May 5, 2016 | M | 15,240 | D | Feb 17, 2012 | Feb 20, 2019 | Class A Common Stock | 15,240 | 0 | D |
| Stock Options (right to buy)F3 | $19.0761 | May 5, 2016 | M | 22,680 | D | Feb 22, 2013 | Feb 21, 2020 | Class A Common Stock | 22,680 | 0 | D |
| Stock Options (right to buy)F4 | $20.8303 | May 5, 2016 | M | 37,710 | D | Feb 24, 2014 | Feb 23, 2021 | Class A Common Stock | 37,710 | 0 | D |
| Stock Options (right to buy)F5 | $24.8687 | May 5, 2016 | M | 41,450 | D | Feb 23, 2015 | Feb 23, 2022 | Class A Common Stock | 41,450 | 0 | D |
Explanation of responses
- F1This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 4, 2011 and expire on February 2, 2018, and to report the surrender of securities in payment of the exercise price and taxes.
- F2This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes.
- F3This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 22, 2013 and expire on February 21, 2020, and to report the surrender of securities in payment of the exercise price and taxes.
- F4This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes.
- F5This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 23, 2015 and expire on February 23, 2022, and to report the surrender of securities in payment of the exercise price and taxes.
- F6Shares represent interests in the Mondelez International Stock Fund, which are payable in cash. The Reporting Person's interests in the Mondelez International Stock Fund fluctuate with the fund's performance. The information in this report is based on a plan statement for the period ending April 30, 2016.