SEC Form 4 · accession 0001209191-16-101887
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin S. Hargrove
Officer — EVP, Research, Dev & Quality
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 22, 2016 | A | 17,280 | $0.00 | A | 25,100 | D | |
| Class A Common StockF2 | Feb 22, 2016 | F | 8,123 | $39.70 | D | 16,977 | D | |
| Class A Common StockF3 | Feb 22, 2016 | F | 1,956 | $39.70 | D | 15,021 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $39.70 | Feb 22, 2016 | A | 31,490 | A | — | Feb 22, 2026 | Class A Common Stock | 31,490 | 31,490 | D |
Explanation of responses
- F1Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.
- F2Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units.
- F3Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.
- F4Options will vest in three annual installments as follows: 33% on February 22, 2017; 33% on February 22, 2018; and 34% on February 22, 2019.