SEC Form 4 · accession 0001209191-16-101860
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irene B Rosenfeld
Officer — Chairman & CEO · Director
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 22, 2016 | A | 310,185 | $0.00 | A | 2,094,300 | D | |
| Class A Common StockF2 | Feb 22, 2016 | F | 141,756 | $39.70 | D | 1,952,544 | D | |
| Class A Common StockF3 | Feb 22, 2016 | F | 41,029 | $39.70 | D | 1,911,515 | D | |
| Class A Common Stock | holding | — | — | — | 100 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $39.70 | Feb 22, 2016 | A | 389,650 | A | — | Feb 22, 2026 | Class A Common Stock | 389,650 | 389,650 | D |
Explanation of responses
- F1Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.
- F2Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units.
- F3Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.
- F4Options will vest in three annual installments as follows: 33% on February 22, 2017; 33% on February 22, 2018; and 34% on February 22, 2019.