SEC Form 4 · accession 0001209191-16-089155
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Brearton
Officer — EVP, Strategic Initiatives
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 31, 2015 | F | 7,025 | $44.84 | D | 32,735 | D | |
| Class A Common StockF1 | Dec 31, 2015 | F | 5,364 | $44.84 | D | 27,371 | D | |
| Class A Common StockF3 | Dec 31, 2015 | D | 5,798 | $0.00 | D | 21,573 | D | |
| Class A Common StockF2 | holding | — | — | — | 243,410 | I | by Revocable Trust | |
| Class A Common StockF4 | holding | — | — | — | 12,608 | I | by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock under the Issuer's Amended and Restated 2005 Performance Incentive Plan and Mr. Brearton's retirement agreement.
- F2Since the date of Mr. Brearton's last ownership report, he transferred 43,181 shares of Mondelez International common stock from a directly owned account to a revocable trust account.
- F3Effective December 31, 2015, Mr. Brearton retired from Mondelez International, Inc. Pursuant to the terms of the issuer's Amended and Restated 2005 Performance Incentive Plan and Mr. Brearton's retirement agreement, certain unvested restricted shares were forfeited upon his retirement.
- F4Shares represent interests in the Mondelez International Stock Fund, which are payable in cash. The Reporting Person's interests in the Mondelez International Stock Fund fluctuate with the fund's performance. The information in this report is based on a plan statement for the period ending December 31, 2015.