SEC Form 4 · accession 0001209191-15-016689
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerhard W. Pleuhs
Officer — EVP & General Counsel
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 18, 2015 | A | 14,945 | $0.00 | A | 147,187 | D | |
| Class A Common StockF2,F3 | Feb 18, 2015 | F | 4,636 | $36.94 | D | 142,551 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $36.94 | Feb 18, 2015 | A | 47,380 | A | — | Feb 18, 2025 | Class A Common Stock | 47,380 | 47,380 | D |
Explanation of responses
- F1Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.
- F2Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units.
- F3Total number of shares owned includes 2,568 shares acquired through a dividend reinvestment program.
- F4Options vest in three annual installments as follows: 33% on February 18, 2016; 33% on February 18, 2017; and 34% on February 18, 2018.