SEC Form 4 · accession 0001209191-15-016673
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A. Clouse
Officer — EVP & Chief Growth Officer
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 18, 2015 | A | 17,388 | $0.00 | A | 112,875 | D | |
| Class A Common StockF2 | Feb 18, 2015 | F | 6,462 | $36.94 | D | 106,413 | D | |
| Class A Common StockF3 | holding | — | — | — | 7,386 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $36.94 | Feb 18, 2015 | A | 76,140 | A | — | Feb 18, 2025 | Class A Common Stock | 76,140 | 76,140 | D |
Explanation of responses
- F1Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.
- F2Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units.
- F3Shares represent interests in the Mondelez International Stock Fund, which are payable in cash. The reporting person's interests in the Mondelez International Stock Fund fluctuate with the fund's performance. The information in this report is based on a plan statement for period ending January 31, 2015.
- F4Options vest in three annual installments as follows: 33% on February 18, 2016; 33% on February 18, 2017; and 34% on February 18, 2018.