SEC Form 4 · accession 0001683168-19-000521
QS Energy, Inc. · QSEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary M Buchler
Director
Period of report
Jan 1, 2019
Accepted (ET)
Mar 1, 2019 · 1:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103795
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1 | $0.08 | Jan 1, 2019 | A | 625,000 | A | Jan 31, 2019 | Jan 1, 2019 | Common Stock | 625,000 | 1,059,028 | D |
Explanation of responses
- F1The stock options reported under item 1 above were granted to Reporting Person as equity compensation under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2019, with full vesting on 12/31/2019.