SEC Form 4 · accession 0001628280-15-001665
LIVEPERSON INC · LPSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Banks
Officer — EVP, Global Sales/Cust Success
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | M | 20,000 | $9.90 | A | 20,000 | D | |
| Common StockF1 | Mar 6, 2015 | S | 20,000 | $11.36 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $9.90 | Mar 6, 2015 | M | 20,000 | D | — | Jul 25, 2023 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The exact average price is $11.355619. The range of prices for the shares of Common Stock sold on this day is from $11.30 to $11.40. Mr. Banks undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F2The options exercised vested on July 25, 2014.