SEC Form 4 · accession 0001102993-19-000028
LIVEPERSON INC · LPSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Locascio
Officer — Chief Executive Officer · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | M | 25,000 | $1.79 | A | 375,533 | D | |
| Common StockF1 | Mar 1, 2019 | F | 10,572 | $28.35 | D | 364,961 | D | |
| Common StockF1 | Mar 1, 2019 | D | 14,428 | $28.35 | D | 350,533 | D | |
| Common Stock | holding | — | — | — | 4,226,983 | I | By Ikon, LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $1.79 | Mar 1, 2019 | M | 25,000 | D | — | Mar 5, 2019 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1Number reported includes 262,702 unvested restricted stock units granted to and held by the reporting person following the transactions reported by this filing.
- F2The exercise price of the option and related tax withholding were satisfied by the Issuer's withholding shares otherwise deliverable upon exercise of the option.
- F3These shares were repurchased by the Issuer. The repurchase price was the closing market price of the shares on the date of repurchase.
- F4The option is fully vested and currently exercisable. If not exercised, the option would have expired on 03/05/2019.