SEC Form 4 · accession 0001102993-18-000135
LIVEPERSON INC · LPSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daryl Carlough
Officer — SVP, Global & Corp Controller
Period of report
Aug 10, 2018
Accepted (ET)
Aug 14, 2018 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2018 | M | 10,000 | $9.34 | A | 23,154 | D | |
| Common StockF1 | Aug 10, 2018 | S | 10,000 | $24.01 | D | 13,154 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $9.34 | Aug 10, 2018 | M | 10,000 | D | — | Oct 31, 2023 | Common Stock | 10,000 | 50,000 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.05 to $24.005, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The option is fully vested and currently exercisable.