SEC Form 4 · accession 0001102993-18-000113
LIVEPERSON INC · LPSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Richard Murphy
Officer — Chief Financial Officer
Period of report
Jun 4, 2018
Accepted (ET)
Jun 7, 2018 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 4, 2018 | M | 23,814 | $7.60 | A | 23,814 | D | |
| Common StockF1 | Jun 4, 2018 | S | 23,814 | $20.47 | D | 0 | D | |
| Common Stock | Jun 5, 2018 | M | 20,000 | $9.24 | A | 20,000 | D | |
| Common StockF2 | Jun 5, 2018 | S | 20,000 | $21.75 | D | 0 | D | |
| Common Stock | Jun 6, 2018 | M | 30,000 | $9.24 | A | 30,000 | D | |
| Common StockF3 | Jun 6, 2018 | S | 30,000 | $22.08 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $7.60 | Jun 4, 2018 | M | 23,814 | D | — | May 5, 2027 | Common Stock | 23,814 | 0 | D |
| Stock Option (Right to Buy)F4 | $9.24 | Jun 5, 2018 | M | 20,000 | D | — | Jul 1, 2023 | Common Stock | 20,000 | 0 | D |
| Stock Option (Right to Buy)F4 | $9.24 | Jun 6, 2018 | M | 30,000 | D | — | Jul 1, 2023 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.43 to $20.51, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.71 to $21.77, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.04 to $22.13, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The option is fully vested and currently exercisable.