SEC Form 4 · accession 0001102993-18-000101
LIVEPERSON INC · LPSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Richard Murphy
Officer — Chief Financial Officer
Period of report
May 29, 2018
Accepted (ET)
Jun 5, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 29, 2018 | M | 17,546 | $16.98 | A | 17,546 | D | |
| Common Stock | May 29, 2018 | S | 17,546 | $19.38 | D | 0 | D | |
| Common Stock | Jun 1, 2018 | M | 82,454 | $16.98 | A | 82,454 | D | |
| Common Stock | Jun 1, 2018 | S | 82,454 | $19.51 | D | 0 | D | |
| Common Stock | Jun 1, 2018 | M | 12,500 | $7.60 | A | 12,500 | D | |
| Common Stock | Jun 1, 2018 | S | 12,500 | $19.66 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $16.98 | May 29, 2018 | M | 17,546 | D | — | Sep 4, 2022 | Common Stock | 17,546 | 82,454 | D |
| Stock Option (Right to Buy)F1 | $16.98 | Jun 1, 2018 | M | 82,454 | D | — | Sep 4, 2022 | Common Stock | 82,454 | 0 | D |
| Stock Option (Right to Buy)F1 | $7.60 | Jun 1, 2018 | M | 12,500 | D | — | May 5, 2027 | Common Stock | 12,500 | 67,500 | D |
Explanation of responses
- F1The option is fully vested and currently exercisable.