SEC Form 4 · accession 0001102993-18-000076
LIVEPERSON INC · LPSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eran Vanounou
Officer — Chief Technology Officer
Period of report
May 9, 2018
Accepted (ET)
May 11, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2018 | M | 20,000 | $13.37 | A | 130,000 | D | |
| Common StockF1 | May 9, 2018 | S | 20,000 | $18.14 | D | 110,000 | D | |
| Common Stock | May 10, 2018 | M | 20,000 | $13.37 | A | 130,000 | D | |
| Common StockF2 | May 10, 2018 | S | 20,000 | $18.28 | D | 110,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $13.37 | May 9, 2018 | M | 20,000 | D | — | Feb 9, 2024 | Common Stock | 20,000 | 90,000 | D |
| Stock Option (Right to Buy)F3 | $13.37 | May 10, 2018 | M | 20,000 | D | — | Feb 9, 2024 | Common Stock | 20,000 | 70,000 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.100 to $18.275, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.175 to $18.375, inclusive. The reporting person undertakes to provide to LivePerson,Inc., any security holder of LivePerson,Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The option is fully vested and currently exercisable.