SEC Form 4 · accession 0001102993-17-000096
LIVEPERSON INC · LPSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Vaskevitch
Director
Period of report
Aug 29, 2017
Accepted (ET)
Aug 31, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2017 | M | 35,000 | $12.91 | A | 35,000 | D | |
| Common StockF1 | Aug 29, 2017 | S | 35,000 | $13.05 | D | 0 | D | |
| Common Stock | Aug 29, 2017 | M | 15,000 | $11.96 | A | 15,000 | D | |
| Common StockF1 | Aug 29, 2017 | S | 15,000 | $13.05 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $12.91 | Aug 29, 2017 | M | 35,000 | D | — | Apr 12, 2021 | Common Stock | 35,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $11.96 | Aug 29, 2017 | M | 15,000 | D | — | Jun 16, 2021 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.1 to $13.025, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The option is fully vested and currently exercisable.