SEC Form 4 · accession 0001102993-17-000089
LIVEPERSON INC · LPSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Vaskevitch
Director
Period of report
Jul 24, 2017
Accepted (ET)
Jul 26, 2017 · 8:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2017 | M | 20,000 | $9.20 | A | 20,000 | D | |
| Common StockF1 | Jul 24, 2017 | S | 20,000 | $11.35 | D | 0 | D | |
| Common Stock | Jul 24, 2017 | M | 8,600 | $10.01 | A | 8,600 | D | |
| Common StockF1 | Jul 24, 2017 | S | 8,600 | $11.35 | D | 0 | D | |
| Common Stock | Jul 24, 2017 | M | 20,000 | $9.44 | A | 20,000 | D | |
| Common StockF1 | Jul 24, 2017 | S | 20,000 | $11.35 | D | 0 | D | |
| Common Stock | Jul 25, 2017 | M | 14,265 | $10.01 | A | 14,265 | D | |
| Common StockF2 | Jul 25, 2017 | S | 14,265 | $11.52 | D | 0 | D | |
| Common Stock | Jul 26, 2017 | M | 7,135 | $10.01 | A | 7,135 | D | |
| Common StockF3 | Jul 26, 2017 | S | 7,135 | $11.40 | D | 0 | D | |
| Common Stock | Jul 26, 2017 | M | 30,000 | $7.20 | A | 30,000 | D | |
| Common StockF3 | Jul 26, 2017 | S | 30,000 | $11.40 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $9.20 | Jul 24, 2017 | M | 20,000 | D | — | Jun 5, 2023 | Common Stock | 20,000 | 0 | D |
| Stock Option (Right to Buy)F4 | $10.01 | Jul 24, 2017 | M | 8,600 | D | — | Jun 3, 2025 | Common Stock | 8,600 | 21,400 | D |
| Stock Option (Right to Buy)F4 | $9.44 | Jul 24, 2017 | M | 20,000 | D | — | Jun 4, 2024 | Common Stock | 20,000 | 0 | D |
| Stock Option (Right to Buy)F4 | $10.01 | Jul 25, 2017 | M | 14,265 | D | — | Jun 3, 2025 | Common Stock | 14,265 | 7,135 | D |
| Stock Option (Right to Buy)F4 | $10.01 | Jul 26, 2017 | M | 7,135 | D | — | Jun 3, 2025 | Common Stock | 7,135 | 0 | D |
| Stock Option (Right to Buy)F4 | $7.20 | Jul 24, 2017 | M | 30,000 | D | — | Jun 1, 2026 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.43, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.50 to $11.58, inclusive. The reporting person undertakes to provide to LivePerson,Inc., any security holder of LivePerson,Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.35 to $11.48, inclusive. The reporting person undertakes to provide to LivePerson,Inc., any security holder of LivePerson,Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4This option is fully vested and currently exercisable.