SEC Form 4 · accession 0001102993-17-000066
LIVEPERSON INC · LPSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Wesemann
Director
Period of report
Jun 2, 2017
Accepted (ET)
Jun 6, 2017 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2017 | M | 10,000 | $6.54 | A | 100,000 | D | |
| Common Stock | Jun 2, 2017 | M | 5,000 | $5.24 | A | 105,000 | D | |
| Common Stock | holding | — | — | — | 20,000 | I | By Wesemann Family Trust - 2000 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $10.60 | Jun 2, 2017 | A | 30,000 | A | — | Jun 1, 2027 | Common Stock | 30,000 | 30,000 | D |
| Stock Option (Right to Buy) | $6.54 | Jun 2, 2017 | M | 10,000 | A | Jun 12, 2007 | Jun 12, 2017 | Common Stock | 10,000 | 0 | D |
| Stock Option (Right to Buy) | $5.24 | Jun 2, 2017 | M | 5,000 | A | Jul 31, 2007 | Jul 31, 2017 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1This option will become fully exercisable on June 2, 2018.
- F2The option was exercised and the shares acquired upon such exercise are currently held by the reporting person and have not been sold. If not exercised, the option would have expired on June 12, 2017.
- F3The option was exercised and the shares acquired upon such exercise are currently held by the reporting person and have not been sold. If not exercised, the option would have expired on July 31, 2017.