SEC Form 4 · accession 0001102993-16-000100
LIVEPERSON INC · LPSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Monica L. Greenberg
Officer — EVP, General Counsel
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2016 | M | 50,000 | $5.58 | A | 102,269 | D | |
| Common StockF1 | Nov 11, 2016 | S | 50,000 | $8.33 | D | 52,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F3 | $5.58 | Nov 11, 2016 | M | 50,000 | D | — | Nov 13, 2016 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The option is fully vested and currently exercisable.
- F3If not exercised, the option would have expired on November 13, 2016.