SEC Form 4 · accession 0001127602-18-036123
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ananth Naman
Officer — VP & Chief Technology Officer
Period of report
Dec 10, 2018
Accepted (ET)
Dec 13, 2018 · 11:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2018 | S | 792 | $97.00 | D | 12,438 | D | |
| Common Stock | Dec 11, 2018 | S | 400 | $97.10 | D | 12,038 | D | |
| Common Stock | Dec 11, 2018 | M | 400 | $46.45 | A | 12,438 | D | |
| Common Stock | Dec 11, 2018 | S | 400 | $97.1025 | D | 12,038 | D | |
| Common Stock | Dec 11, 2018 | S | 4,246 | $95.8443 | D | 7,792 | D | |
| Common Stock | Dec 11, 2018 | M | 6,011 | $46.45 | A | 13,803 | D | |
| Common Stock | Dec 11, 2018 | S | 6,011 | $95.6628 | D | 7,792 | D | |
| Common Stock | Dec 11, 2018 | M | 7,850 | $42.37 | A | 15,642 | D | |
| Common Stock | Dec 11, 2018 | S | 7,850 | $95.6628 | D | 7,792 | D | |
| Common Stock | Dec 11, 2018 | M | 7,235 | $95.6628 | A | 15,027 | D | |
| Common Stock | Dec 11, 2018 | S | 7,235 | $95.6628 | D | 7,792 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $46.45 | Dec 11, 2018 | M | 400 | D | Dec 3, 2015 | Dec 3, 2024 | Common Stock | 400 | 6,011 | D |
| Stock Options (Right to Buy)F2 | $46.45 | Dec 11, 2018 | M | 6,011 | D | Dec 3, 2015 | Dec 3, 2024 | Common Stock | 6,011 | 0 | D |
| Stock Options (Right to Buy)F3 | $42.37 | Dec 11, 2018 | M | 7,850 | D | Dec 3, 2016 | Dec 3, 2025 | Common Stock | 7,850 | 3,925 | D |
| Stock Options (Right to Buy)F4 | $60.27 | Dec 11, 2018 | M | 7,235 | D | Dec 5, 2017 | Dec 5, 2026 | Common Stock | 7,235 | 7,365 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22014 (FY15) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018.
- F32015 (FY16) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2016, 25% 12/03/201, 25% 12/03/2018, 25% 12/03/2019.
- F42016 (FY17) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/05/2017, 25% 12/05/2018, 25% 12/05/2019, 25% 12/05/2020.