SEC Form 4 · accession 0001127602-18-035650
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David H Li
Officer — President and CEO
Period of report
Dec 6, 2018
Accepted (ET)
Dec 10, 2018 · 3:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2018 | F | 2,105 | $101.73 | D | 68,905 | D | |
| Common Stock | Dec 6, 2018 | F | 733 | $101.73 | D | 68,172 | D | |
| Common StockF2 | Dec 6, 2018 | A | 6,864 | $101.73 | A | 75,036 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $101.73 | Dec 6, 2018 | A | 25,424 | A | Dec 6, 2019 | Dec 6, 2028 | Common Stock | 25,424 | 25,424 | D |
Explanation of responses
- F1Withheld to cover for tax purposes as per terms of Omnibus Incentive Plan.
- F22018 (FY19) Restricted Stock Unit Award Vesting Schedule: 25% 12/06/2019, 25% 12/06/2020, 25% 12/06/2021, 25% 12/06/2022.
- F32018 (FY19) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/06/2019, 25% 12/06/2020, 25% 12/06/2021, 25% 12/05/2022.