SEC Form 4 · accession 0001127602-18-033268
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara A Klein
Director
Period of report
Nov 15, 2018
Accepted (ET)
Nov 16, 2018 · 10:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2018 | M | 3,069 | $13.11 | A | 31,264 | D | |
| Common Stock | Nov 15, 2018 | S | 3,069 | $102.0594 | D | 28,195 | D | |
| Common Stock | Nov 15, 2018 | M | 8,704 | $24.97 | A | 36,899 | D | |
| Common Stock | Nov 15, 2018 | S | 8,704 | $102.0594 | D | 28,195 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $13.11 | Nov 15, 2018 | M | 3,069 | D | Mar 3, 2010 | Mar 3, 2019 | Common Stock | 3,069 | 0 | D |
| Stock Options (Right to Buy)F3 | $24.97 | Nov 15, 2018 | M | 8,704 | D | Mar 2, 2011 | Mar 2, 2020 | Common Stock | 8,704 | 0 | D |
Explanation of responses
- F1Sale to cover exercise price of cashless exercise of stock options.
- F2Directors' Annual (2009) Non-Qualified Stock Option Award Vesting Schedule: 25% 3/3/2010; 25% 3/3/2011; 25% 3/3/2012; 25% 3/3/2013.
- F3Directors' Annual (2010) Non-Qualified Stock Option Award Vesting Schedule: 25% 3/2/2011; 25% 3/2/2012; 25% 3/2/2013; 25% 3/2/2014.