SEC Form 4 · accession 0001127602-18-027977
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eleanor Kate Thorp
Officer — VP, Human Resources
Period of report
Sep 17, 2018
Accepted (ET)
Sep 19, 2018 · 10:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 17, 2018 | A | 653 | $105.70 | A | 1,436 | D | |
| Common StockF1 | Sep 17, 2018 | A | 783 | $105.70 | A | 783 | D | |
| Common Stock | holding | — | — | — | 1,502 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $105.70 | Sep 17, 2018 | A | 3,003 | A | Sep 17, 2019 | Sep 17, 2028 | Common Stock | 3,003 | 3,003 | D |
| Stock Options (Right to Buy)F2 | $105.70 | Sep 17, 2018 | A | 2,503 | A | Sep 17, 2019 | Sep 17, 2028 | Common Stock | 2,503 | 5,506 | D |
Explanation of responses
- F1Sign-On / New Employee: 2018 (FY19) Restricted Stock Unit Award Vesting Schedule: 25% 09/17/2019, 25% 09/17/2020, 25% 09/17/2021, 25% 09/17/2022.
- F2Sign-on / New Employee: 2018 (FY19) Non-Qualified Stock Option Grant Vesting Schedule: 25% 09/17/2019, 25% 09/17/2020, 25% 09/17/2021, 25% 09/17/2022.