SEC Form 4 · accession 0001127602-18-010633
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Roman
Officer — Corporate Controller
Period of report
Mar 7, 2018
Accepted (ET)
Mar 8, 2018 · 10:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2018 | M | 1,500 | $44.10 | A | 9,915 | D | |
| Common Stock | Mar 7, 2018 | S | 1,500 | $108.1625 | D | 8,415 | D | |
| Common Stock | Mar 7, 2018 | M | 1,175 | $46.45 | A | 9,590 | D | |
| Common Stock | Mar 7, 2018 | S | 1,175 | $108.1625 | D | 8,415 | D | |
| Common Stock | Mar 7, 2018 | M | 2,750 | $42.37 | A | 11,165 | D | |
| Common Stock | Mar 7, 2018 | S | 2,750 | $108.1625 | D | 8,415 | D | |
| Common Stock | Mar 7, 2018 | M | 1,075 | $60.27 | A | 9,490 | D | |
| Common Stock | Mar 7, 2018 | S | 1,075 | $108.1625 | D | 8,415 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $44.10 | Mar 7, 2018 | M | 1,500 | D | Dec 3, 2014 | Dec 3, 2023 | Common Stock | 1,500 | 0 | D |
| Stock Options (Right to Buy)F3 | $46.45 | Mar 7, 2018 | M | 1,175 | D | Dec 3, 2015 | Dec 3, 2024 | Common Stock | 1,175 | 1,175 | D |
| Stock Options (Right to Buy)F4 | $42.37 | Mar 7, 2018 | M | 2,750 | D | Dec 3, 2016 | Dec 3, 2025 | Common Stock | 2,750 | 2,750 | D |
| Stock Options (Right to Buy)F5 | $60.27 | Mar 7, 2018 | M | 1,075 | D | Dec 5, 2017 | Dec 5, 2026 | Common Stock | 1,075 | 3,225 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22013 (FY14) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017.
- F32014 (FY15) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018.
- F42015 (FY16) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018, 25% 12/03/2019.
- F52016 (FY17) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/05/2017, 25% 12/05/2018, 25% 12/05/2019, 25% 12/05/2020.