SEC Form 4 · accession 0001127602-18-003915
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David H Li
Officer — President and CEO
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 1:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | M | 4,000 | $44.10 | A | 77,892 | D | |
| Common Stock | Feb 1, 2018 | S | 4,000 | $102.1294 | D | 73,892 | D | |
| Common Stock | Feb 1, 2018 | M | 3,375 | $46.45 | A | 77,267 | D | |
| Common Stock | Feb 1, 2018 | S | 3,375 | $102.1294 | D | 73,892 | D | |
| Common Stock | Feb 1, 2018 | M | 9,625 | $46.82 | A | 83,517 | D | |
| Common Stock | Feb 1, 2018 | S | 9,625 | $102.1294 | D | 73,892 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $44.10 | Feb 1, 2018 | M | 4,000 | D | Dec 3, 2014 | Dec 3, 2023 | Common Stock | 4,000 | 0 | D |
| Stock Options (Right to Buy)F3 | $46.45 | Feb 1, 2018 | M | 3,375 | D | Dec 3, 2015 | Dec 3, 2024 | Common Stock | 3,375 | 3,375 | D |
| Stock Options (Right to Buy)F4 | $46.82 | Feb 1, 2018 | M | 9,625 | D | Jan 2, 2016 | Jan 2, 2025 | Common Stock | 9,625 | 9,625 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22013 (FY14) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017.
- F32014 (FY15) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018.
- F42015 (FY16) Non-Qualified Stock Option Grant Vesting Schedule: 25% 1/02/2016, 25% 1/02/2017, 25% 1/02/2018, 25% 1/02/2019.