SEC Form 4 · accession 0001127602-18-003232
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernstein H Carol Eckstein
Officer — VP, Sec & General Counsel
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 8:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2018 | M | 4,075 | $44.10 | A | 57,487 | D | |
| Common Stock | Jan 30, 2018 | S | 4,075 | $101.5108 | D | 53,412 | D | |
| Common Stock | Jan 30, 2018 | M | 3,150 | $46.45 | A | 56,562 | D | |
| Common Stock | Jan 30, 2018 | S | 3,150 | $101.5108 | D | 53,412 | D | |
| Common Stock | Jan 30, 2018 | M | 8,250 | $42.37 | A | 61,662 | D | |
| Common Stock | Jan 30, 2018 | S | 8,250 | $101.5108 | D | 53,412 | D | |
| Common Stock | Jan 30, 2018 | M | 3,950 | $60.27 | A | 57,362 | D | |
| Common Stock | Jan 30, 2018 | S | 3,950 | $101.5108 | D | 53,412 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $44.10 | Jan 30, 2018 | M | 4,075 | D | Dec 3, 2014 | Dec 3, 2023 | Common Stock | 4,075 | 0 | D |
| Stock Options (Right to Buy)F3 | $46.45 | Jan 30, 2018 | M | 3,150 | D | Dec 3, 2015 | Dec 3, 2024 | Common Stock | 3,150 | 3,150 | D |
| Stock Options (Right to Buy)F4 | $42.37 | Jan 30, 2018 | M | 8,250 | D | Dec 3, 2016 | Dec 3, 2025 | Common Stock | 8,250 | 8,250 | D |
| Stock Options (Right to Buy)F5 | $60.27 | Jan 30, 2018 | M | 3,950 | D | Dec 5, 2017 | Dec 5, 2026 | Common Stock | 3,950 | 11,850 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22013 (FY14) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017.
- F32014 (FY15) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018.
- F42015 (FY16) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018, 25% 12/03/2019.
- F52016 (FY17) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/05/2017, 25% 12/05/2018, 25% 12/05/2019, 25% 12/05/2020.