SEC Form 4 · accession 0001127602-17-034037
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa A Polezoes
Officer — VP, Human Resources
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2017 | F | 622 | $92.42 | D | 20,562 | D | |
| Common Stock | Dec 4, 2017 | F | 505 | $92.42 | D | 20,057 | D | |
| Common Stock | Dec 4, 2017 | F | 598 | $92.42 | D | 19,459 | D | |
| Common Stock | Dec 5, 2017 | F | 716 | $92.57 | D | 18,743 | D | |
| Common StockF2 | Dec 5, 2017 | A | 1,600 | $92.57 | A | 20,343 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $92.57 | Dec 5, 2017 | A | 5,500 | A | Dec 5, 2018 | Dec 5, 2027 | Common Stock | 5,500 | 5,500 | D |
Explanation of responses
- F1Withheld to cover for tax purposes as per terms of Omnibus Incentive Plan.
- F22017 (FY18) Restricted Stock Unit Award Vesting Schedule: 25% 12/05/2018, 25% 12/05/2019, 25% 12/05/2020, 25% 12/05/2021.
- F32017 (FY18) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/05/2018, 25% 12/05/2019, 25% 12/05/2020, 25% 12/05/2021.