SEC Form 4 · accession 0001127602-17-034035
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ananth Naman
Officer — VP & Chief Technology Officer
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 3:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2017 | F | 774 | $92.42 | D | 17,672 | D | |
| Common Stock | Dec 4, 2017 | F | 716 | $92.42 | D | 16,956 | D | |
| Common Stock | Dec 4, 2017 | F | 704 | $92.42 | D | 16,252 | D | |
| Common Stock | Dec 5, 2017 | F | 962 | $92.57 | D | 15,290 | D | |
| Common StockF2 | Dec 5, 2017 | A | 2,200 | $92.57 | A | 17,490 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $92.57 | Dec 5, 2017 | A | 7,200 | A | Dec 5, 2018 | Dec 5, 2027 | Common Stock | 7,200 | 7,200 | D |
Explanation of responses
- F1Withheld to cover for tax purposes as per terms of Omnibus Incentive Plan.
- F22017 (FY18) Restricted Stock Unit Award Vesting Schedule: 25% 12/05/2018, 25% 12/05/2019, 25% 12/05/2020, 25% 12/05/2021.
- F32017 (FY18) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/05/2018, 25% 12/05/2019, 25% 12/05/2020, 25% 12/05/2021.